---
description: Learn more about COMPLY pricing, benefits, and disadvantages for your business in Canada. Read verified software reviews and find tools that fit your business needs.
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title: COMPLY Pricing, Reviews & Features - Capterra Canada 2026
---

Breadcrumb: [Home](/) > [Compliance Software](/directory/30110/compliance/software) > [COMPLY](/software/158178/complysci)

# COMPLY

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> Future-proof your financial services firm with a modern regulatory compliance solution designed to protect your firm and investors.
> 
> Verdict: Rated **4.8/5** by 24 users. Top-rated for **Likelihood to recommend**.

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## Overview

### Who Uses COMPLY?

COMPLY delivers a 360-degree employee and firm compliance solutions, services, education and support. COMPLY helps financial services firms of all sizes, including RIAs, Wealth Managers, Broker-Dealer

## Quick Stats & Ratings

| Metric | Rating | Detail |
| **Overall** | **4.8/5** | 24 Reviews |
| Ease of Use | 4.3/5 | Based on overall reviews |
| Customer Support Software | 4.8/5 | Based on overall reviews |
| Value for Money | 4.4/5 | Based on overall reviews |
| Features | 4.4/5 | Based on overall reviews |
| Recommendation percentage | 90% | (9/10 Likelihood to recommend) |

## About the vendor

- **Company**: COMPLY
- **Founded**: 2007

## Commercial Context

- **Starting Price**: US$3,000.00
- **Pricing model**: Flat Rate
- **Target Audience**: 11–50, 51–200, 201–500, 501–1,000, 1,001–5,000, 5,001–10,000, 10,000+
- **Deployment & Platforms**: Cloud, SaaS, Web-based, Mac (Desktop), Windows (Desktop), Android (Mobile), iPhone (Mobile), iPad (Mobile)
- **Supported Languages**: English
- **Available Countries**: Canada, United Kingdom, United States

## Features

- Archiving & Retention
- Audit Management
- Compliance Management
- Compliance Tracking
- Monitoring
- Risk Management Software
- Version Control

## Category

- [Compliance Software](https://www.capterra.ca/directory/30110/compliance/software)

## Related Categories

- [Compliance Software](https://www.capterra.ca/directory/30110/compliance/software)
- [Financial Risk Management Software](https://www.capterra.ca/directory/20009/financial-risk-management/software)
- [Governance, Risk and Compliance (GRC) Software](https://www.capterra.ca/directory/30656/grc/software)
- [KYC Software](https://www.capterra.ca/directory/34075/kyc/software)
- [AML Software](https://www.capterra.ca/directory/31084/aml/software)

## Alternatives

1. [ManageEngine Network Configuration Manager](https://www.capterra.ca/software/172274/network-configuration-manager) — 4.5/5 (281 reviews)
2. [MasterControl Quality Excellence](https://www.capterra.ca/software/148577/mastercontrol) — 4.5/5 (526 reviews)
3. [Scrut Automation](https://www.capterra.ca/software/1052809/scrut) — 4.9/5 (138 reviews)
4. [Connecteam](https://www.capterra.ca/software/153140/connecteam) — 4.6/5 (5058 reviews)
5. [Account Ability](https://www.capterra.ca/software/154484/account-ability) — 4.9/5 (219 reviews)

## Reviews

### "I love ComplySci\!" — 5.0/5

> **Alona** | *November 11, 2024* | Financial Services Software | Recommendation rating: 10.0/10
> 
> **Pros**: I love the functionality and quick and thorough customer support.
> 
> **Cons**: Perhaps the difficulty in getting multiple feeds set up with multiple brokers.
> 
> Fantastic. I have been working with ComplySci for years, typically facilitating the organization of the system for broker-dealers as an outsourced consultant and think it's a great product that automates a lot of the administrative compliance tasks.

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### "A very intuitive, user friendly way to keep track of compliance issues." — 5.0/5

> **Angela** | *July 25, 2024* | Financial Services Software | Recommendation rating: 7.0/10
> 
> **Pros**: Calendar and documentation of compliance reviews.
> 
> **Cons**: A little pricey, and sometimes communicating with support staff is not as efficient as I would like.
> 
> It's been an enjoyable process working with ComplySci.  It keeps me on track with my compliance needs.

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### "ComplySci support" — 5.0/5

> **Donald** | *November 5, 2024* | Financial Services Software | Recommendation rating: 10.0/10
> 
> **Pros**: The team has always provided exceptional advice and service to my firm.  Questions are addressed directly, efficiently and always to my satisfaction.
> 
> **Cons**: Overall this is the finest service I have utilized.  At times some of the compliance work does not apply to my firm but that is quickly overcome.
> 
> We have utilized the services of ComplySci for over 13 years now.  all the representatives are knowledgable, professional and take ownership of any and all issues.

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### "Do Not Try to do this on your own\!" — 5.0/5

> **Jayme** | *November 19, 2024* | Financial Services Software | Recommendation rating: 10.0/10
> 
> **Pros**: ComplySci is the "complete package". I couldn't have done this on my own.
> 
> **Cons**: No complaints. I never felt pressured on missing a date or document, but helpful reminders.
> 
> Excellent. A great value for an independent RIA.

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### "COMPLYSci very helpful" — 5.0/5

> **Garo** | *December 11, 2024* | Investment Management Software | Recommendation rating: 10.0/10
> 
> **Pros**: Industry expertise, helpful online tools
> 
> **Cons**: No complaints. Easy process, lots of questions answered.
> 
> Proactive notice, easy scheduling, and patient and helpful expert on the phone with me.

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## Links

- [View on Capterra](https://www.capterra.ca/software/158178/complysci)

## This page is available in the following languages

| Locale | URL |
| en | <https://www.capterra.com/p/158178/ComplySci/> |
| en-AE | <https://www.capterra.ae/software/158178/complysci> |
| en-AU | <https://www.capterra.com.au/software/158178/complysci> |
| en-CA | <https://www.capterra.ca/software/158178/complysci> |
| en-GB | <https://www.capterra.co.uk/software/158178/complysci> |
| en-IE | <https://www.capterra.ie/software/158178/complysci> |
| en-IL | <https://www.capterra.co.il/software/158178/complysci> |
| en-IN | <https://www.capterra.in/software/158178/complysci> |
| en-NZ | <https://www.capterra.co.nz/software/158178/complysci> |
| en-SG | <https://www.capterra.com.sg/software/158178/complysci> |
| en-ZA | <https://www.capterra.co.za/software/158178/complysci> |
| fr | <https://www.capterra.fr/software/158178/complysci> |
| fr-BE | <https://fr.capterra.be/software/158178/complysci> |
| fr-CA | <https://fr.capterra.ca/software/158178/complysci> |
| fr-LU | <https://www.capterra.lu/software/158178/complysci> |

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